Encara no tenim significats per a "fund watchdog".
1Wall Street's industry- funded watchdog is having some success as a fierce opponent.
2The National Human Rights Commission, a government- funded watchdog, said it had ordered an investigation.
3Industry- funded watchdog the Financial Industry Regulatory Authority declined to comment.
4Wall Street's industry- funded watchdog monitors trading in almost 6 billion shares daily for abusive activity.
5Officials at FINRA, the industry- funded watchdog that oversees most broker-client arbitration disputes, has acknowledged the problem.
6FINRA, Wall Street's industry- funded watchdog, regularly examines brokerage firms for their compliance with securities industry rules.
7FINRA, Wall Street's industry- funded watchdog, runs the arbitration forum where brokerages and investors must resolve their disputes.
8FINRA, Wall Street's industry- funded watchdog, runs an arbitration unit that hears disputes between investors and their brokerages.
9FINRA, Wall Street's industry- funded watchdog, runs arbitration unit that typically hears disputes between investors and their brokerages.
10FINRA, Wall Street's industry- funded watchdog, runs the system where investors and brokerage firms must resolve their legal disputes.
11FINRA, Wall Street's industry- funded watchdog, fined and suspended the assistants and even barred some from the securities industry.
12FINRA, Wall Street's industry- funded watchdog, runs the forum in which investors and brokerages must resolve their legal disputes.
13The SEC oversees FINRA, Wall Street's industry- funded watchdog, and is responsible for reviewing and approving changes to its rules.
14FINRA, Wall Street's industry- funded watchdog, filed its plan to ban the expungement-related settlement pacts with the SEC in April.
15FINRA, the Wall Street industry- funded watchdog, runs the arbitration forum where investors and brokerages must resolve their legal disputes.
16FINRA, Wall Street's industry- funded watchdog, oversees about 4,270 brokerage firms and about 630,000 brokers.