1
That unfairly benefited ongoing investors and his previous firm, the complaint said.
2
To survive, Sarkar is drawing on his experience of a 2016 funding crunch, which brought down his previous firm.
3
Reitz had sold his previous firm for millions, but with an ailing business partner, he couldn't wait for other options.
4
A former executive from Standard & Poor's said his previous firm also fell into the trap of pursuing profits and sacrificing quality.
5
Rude managed $129 million in client assets at his previous firm and last year generated $1.5 million in revenue.
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They managed $175 million of client assets at their previous firm and generated a combined revenue of $1.3 million last year.
7
The advisers, joining as a team, managed $320 million in client assets at their previous firm and last year generated $3.1 million in revenue.
8
Those advisers managed $415 million in client assets at their previous firms.
9
Those advisers managed about $200 million in client assets at their previous firms.
10
Those advisers managed more than $1 billion in client assets at their previous firms.
11
Those advisers managed more than $4 billion of client assets at their previous firms.
12
Those advisers joining Wells managed more than $2 billion in client assets at their previous firms.
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Together, they managed $970 million in client assets at their previous firms, the company said on Thursday.
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The new hires, who both joined Ameriprise's employee division, managed $261 million in client assets at their previous firms.
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The new additions, who joined in California and Utah, managed about $673 million in client assets at their previous firms.
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Those new recruits managed more than $1.3 billion in client assets at their previous firms.