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Significados de SEC em inglês
An independent federal agency that oversees the exchange of securities to protect investors.
Uso de SEC em inglês
1
The new rule will take effect from July 10, the SEC said.
2
However, several of Schapiro's four SEC commissioner colleagues seem to be skeptical.
3
It was the SEC's largest case to reach trial in recent years.
4
One source said the SEC viewed the case as a continuing priority.
5
Ms. Schapiro said the SEC will continue to bring charges against banks.
6
The SEC's five commissioners must now issue a ruling in the case.
7
However, delays occurred behind the scenes at the SEC over the case.
8
The SEC last year charged Falcone with market manipulation and other violations.
9
The SEC decided to drop the case after exchanging evidence, Lipman said.
10
However, SEC Republican Commissioner Daniel Gallagher has been strongly advocating for reforms.
11
The SEC will discuss whether to propose a rule along these lines.
12
It also supports the SEC's efforts to expand its information technology systems.
13
Grassley said the SEC-Pequot settlement bears out what Aguirre argued years ago.
14
The SEC said it also found some good practices during the exams.
15
They clearly owe their customers money, said former SEC Chairman Arthur Levitt.
16
But the SEC has thus far balked out of concerns about fraud.
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