Ainda não temos significados para "register investment".
1FINRA is also lobbying for the authority to regulate registered investment advisers.
2The online brokerage offers umbrella services to registered investment advisers, or RIAs.
3The company hopes the new ETF lineup will attract more registered investment advisers.
4The majority of the firms were bought by other registered investment adviser firms.
5Registered investment advisers, by contrast, are beholden to serve as fiduciaries.
6Perry is joined by Harriett Hamilton as a registered investment adviser.
7If you have a registered investment adviser, an IPS is considered a best practice.
8That includes certified financial planners and Registered Investment Advisors -usually known as RIAs.
9PAS is a registered investment advisory firm that already complies with the conflict-free standard.
10Both sides in the current debate agree that registered investment advisers are not regularly examined.
11The alternative investment segment includes private equity structures, registered investment companies and listed investment vehicles.
12Registered investment advisers, however, overseen by the SEC and states, must already follow fiduciary rules.
13The SEC guidance was geared toward investment advisers of registered investment companies (i.e.
14The Overland Park, Kansas-based registered investment adviser manages $50 billion of client money.
15Registered investment advisors (RIAs) are required to meet a fiduciary standard.
16Schwab has a large business acting as custodian of accounts for independent registered investment advisers.