Encara no tenim significats per a "chief compliance".
1The role of chief compliance officer isn't often visible to the public.
2The ministry's chief compliance officer for Nelson-Marlborough says restrictions apply to their use.
3What's the best way for the SEC to support investment advisers' chief compliance officers?
4Mildred Harper, chief compliance officer for CCB's New York branch, confirmed the enforcement action.
5He was named chief compliance officer in 2016, replacing longtime compliance chief Stuart Breslow.
6He is now the chief compliance officer for Danske Bank.
7He had been chief compliance officer at his brother's firm.
8His scheme misled the chief compliance officer, who was investigating Johns' improper trading, the SEC said.
9Valeant chief compliance officer Seana Carson said the company's ad-hoc committee will also review that report.
10She reports to Lara Warner, chief compliance and regulatory affairs officer, a Credit Suisse spokesman said.
11Miller, who would also serve as its chief compliance officer, will be based in New York.
12They will require data warehouses to register, establish governance standards and designate a chief compliance officer.
13Deputy general counsel Joe Adamczyk will become chief compliance officer, replacing Richard Wallace, a three-year veteran.
14Brown, a former deputy police chief , will serve as chief compliance officer for the emergency manager's office.
15Russo also said Karen Nelson was named chief compliance officer after acting in that role since January.
16A Schwab spokeswoman and Robert Ross, Sontag's chief compliance officer, did not respond to requests for comment.
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