Significats de independent compliance en anglès

The firm is also required to hire an independent compliance consultant.

Las Vegas Sands also agreed to retain an independent compliance consultant for two years.

Oppenheimer is required by the settlement to hire an independent compliance consultant, officials said.

The lender will also allow its operations to be scrutinized by an independent compliance reviewer.

As part of the settlement, Merrill is also required to retain an independent compliance consultant.

According to the amendments, the bank also agreed to retain an independent compliance monitor overseen by the prosecutors.

Both settlements also call for the company, based in North Canton, Ohio, to appoint an independent compliance monitor.

Georgeson agreed to cooperate with prosecutors, review its internal policies and hire an independent compliance and ethics consultant.

The SEC said Barclays will be required to undertake certain remedial steps, including the hiring of an independent compliance consultant.

Wada's executive committee unanimously accepted a recommendation from its independent compliance review committee on Monday to impose sanctions on Russia.

As part of the settlement, Merrill Lynch also agreed to retain an independent compliance consultant, the Securities and Exchange Commision said.

In mid-1996 Irish Life also set up an independent compliance office within the company, answerable only to the group chief operating officer.

The Securities and Exchange Commission said Barclays Capital will also be required to undertake certain remedial steps, including hiring an independent compliance consultant.

The firms and the five fund trustees also agreed to engage an independent compliance consultant to address the violations the SEC identified, the agency said.

A series of recommended sanctions from Wada's independent compliance review committee (CRC) will be considered by the agency's executive committee in Paris on December 9th.

The settlement, which also involves the appointment of an independent compliance monitor, tipped the company to a third-quarter loss of $54.8 million.