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Significats de securities industry en anglès
català
mercat borsari espanyol
mercado Ús de securities industry en anglès
1
Gallagher also raised concerns about the future of securities industry self-regulatory organizations.
2
The agency also wants an order barring Cohen from the securities industry.
3
The SEC and DOJ probes span the securities industry, the company said.
4
He has since left the securities industry but continues to sell insurance.
5
FINRA routinely examines brokerages to assess their compliance with securities industry rules.
6
Several units of Vanguard are licensed through FINRA, the securities industry's self-regulator.
7
FINRA, in 2011, revised the proposal in response to certain securities industry concerns.
8
The securities industry is already looking at harmonising settlement times across the EU.
9
Can the securities industry give buyers the information they need without overwhelming them?
10
Bongiorno had no experience with the securities industry or its regulations, Riopelle said.
11
The SEC must review and approve rules proposed by securities industry self-regulatory organizations.
12
The settlement includes a permanent bar from the securities industry, the SEC said.
13
Efforts to reach Golonka, who left the securities industry in 2011, were unsuccessful.
14
Morrison also was barred from the securities industry for five years.
15
He was also barred from the U.S. securities industry, SEC said.
16
The securities industry has been fighting the plan, which would require SEC approval.