Meanings of unregistered securities in anglès

New Hampshire also sanctioned the company last year for selling unregistered securities.

As in 2010, most of the actions last year involved unlicensed salespeople selling unregistered securities.

The crowdfunding rules permit retail investors to be solicited to purchase unregistered securities of small private companies.

Bartko was previously criminally convicted of conspiracy, mail fraud and illegal sales of unregistered securities in 2010.

It also alleges organizers sold unregistered securities.

The investors said that BitMEX, in addition to selling unregistered securities, also manipulated the cryptocurrency market for its own benefit.

That case alleged the younger Zhou engaged in insider-trading and sold unregistered securities while assisting in the company's reverse merger.

Kik took its fight public in January, posting a response to an SEC letter that indicated imminent action for sale of unregistered securities.

The JOBS Act, which scales back certain securities regulations to help startups raise capital and eventually go public, could affect enforcement involving unregistered securities offerings.

The ruling did not affect approximately $138 million in profits and interest from the sale of unregistered securities that the SEC is seeking.

Ripple, the blockchain company behind the XRP cryptocurrency recently filed a controversial motion to dismiss a lawsuit it is facing for allegedly selling unregistered securities.

Under the settlement, customers who were sold unregistered securities since October 2006 will be offered the full amount they paid plus 3 percent interest.