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1
According
to
SEC
filings, the product was even initially spelled iQOS.
2
Its stake is capped at 45 percent,
according
to
SEC
filings.
3
Woodbury has not reported a profit since at least 2007,
according
to
SEC
filings.
4
It has more than $300 million in outstanding debt,
according
to
SEC
filings.
5
According
to
SEC
filings, it hired Jefferies & Co Inc to solicit bids in that deal.
6
According
to
SEC
officials, 1,100 firms have registered under the temporary rule.
7
Credit Suisse trader David Higgs values his portfolio above falling market,
according
to
SEC
and Justice Department complaints.
8
The City National Rochdale Fixed Income Opportunities Fund RIMOX.O also does it that way,
according
to
SEC
disclosures.
9
According
to
SEC
court papers, after Cuban learned of the offering plan, he told Fauré, now I'm screwed.
10
Adage Capital Management listed a new position of 50,000 shares,
according
to
SEC
documents.
11
Since March, more than two dozen China-based companies have disclosed auditor resignations or accounting problems,
according
to
SEC
officials.
12
The offer expires January 25, 2013, but may be extended,
according
to
SEC
documents.
13
The offer expires Jan. 25, 2013, but may be extended,
according
to
SEC
documents.
14
The New York site previously operated "in part as a tertiary data center" for CME,
according
to
SEC
documents.
15
Comcast runs the 24-hour NBC Sports Network and has 13 regional channels,
according
to
SEC
filings.
16
By 1999, he still owned 91 percent, and today directly owns 68 percent,
according
to
SEC
filings.