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1
However, Mega Brands said the company itself is not subject to the
administrative
proceeding
.
2
Chau had argued that the SEC's
administrative
proceeding
violated certain constitutional due process rights.
3
She sued to block the
administrative
proceeding
,
calling it unconstitutional.
4
It said SEC officials have told Gray that it plans to file an
administrative
proceeding
.
5
The SEC's
administrative
proceeding
is In the Matter of Rajat Gupta, Administrative Proceeding File No.
6
The SEC's ruling on the question of whether an
administrative
proceeding
is constitutional is likely to gain attention.
7
It has an
administrative
proceeding
filed against Whole Foods but has temporarily stopped it pending the court's decision.
8
The state of Washington in July lodged an
administrative
proceeding
against the German automaker seeking $176 million.
9
It also asks that the SEC apply new
administrative
proceeding
rules it adopted earlier this month in Tilton's trial.
10
It marked a rare loss for the SEC's enforcement division in a case pursued through an in-house
administrative
proceeding
.
11
Circuit Court of Appeals vacated a preliminary injunction that had halted the SEC's in-house
administrative
proceeding
against Barbara Duka.
12
In October, Stilwell sued to stop the SEC from pursuing what he called an "imminent"
administrative
proceeding
.
13
After the Supreme Court decision, the SEC sought to retry Lucia in a new
administrative
proceeding
before a different ALJ.
14
Tilton had objected to the SEC's effort to try her in an in-house
administrative
proceeding
,
rather than in federal court.
15
Lathen looks forward to clearing his name. Lathen will be able to refute the SEC's allegations in an
administrative
proceeding
.
16
The law lets the SEC seek more relief and bring cases against a wider array of defendants through an
administrative
proceeding
.
administrative
proceeding
administrative