1 The role of chief compliance officer isn't often visible to the public.
2 The ministry's chief compliance officer for Nelson-Marlborough says restrictions apply to their use.
3 Mildred Harper, chief compliance officer for CCB's New York branch, confirmed the enforcement action.
4 He was named chief compliance officer in 2016, replacing longtime compliance chief Stuart Breslow.
5 He is now the chief compliance officer for Danske Bank.
6 He had been chief compliance officer at his brother's firm.
7 His scheme misled the chief compliance officer , who was investigating Johns' improper trading, the SEC said.
8 Valeant chief compliance officer Seana Carson said the company's ad-hoc committee will also review that report.
9 Miller, who would also serve as its chief compliance officer , will be based in New York.
10 They will require data warehouses to register, establish governance standards and designate a chief compliance officer .
11 Deputy general counsel Joe Adamczyk will become chief compliance officer , replacing Richard Wallace, a three-year veteran.
12 Brown, a former deputy police chief , will serve as chief compliance officer for the emergency manager's office.
13 Russo also said Karen Nelson was named chief compliance officer after acting in that role since January.
14 A Schwab spokeswoman and Robert Ross, Sontag's chief compliance officer , did not respond to requests for comment.
15 Young joined the bank in 2015 after serving as chief compliance officer at S&P Global, the ratings agency.
16 Peter Madoff served as the chief compliance officer and senior managing direct of Bernard L. Madoff Investment Securities.
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