Significados de unauthorized trading en inglés

The Board is deeply disappointed by the recent loss arising from unauthorized trading.

An unauthorized trading ship or some piece of confiscated junk.

Oswald Gruebel feels that it is his duty to assume responsibility for the recent unauthorized trading incident.

Another of our priorities will be to fully support the independent enquiry into the unauthorized trading incident.

The losses stemmed from unauthorized trading losses.

The Swiss bank is conducting its own probe and has blamed the losses on an unauthorized trading incident.

According to the CFTC, Mayer allegedly conducted unauthorized trading in client accounts then later transferred the winners to his own account.

UBS has $2 billion of losses from unauthorized trading in the Swiss bank's supposedly safe "Delta One" equities business.

Banamex suffered paper losses from unauthorized trading that ran into the millions or perhaps even tens of millions of dollars, the sources said.

We intend to resolve the CreditWatch placement following an assessment of the risk management lapses that enabled the unauthorized trading loss to occur.

The regulators will assess and rule on the adequacy of the controls in place to prevent and detect unauthorized trading in UBS's investment bank.

That's when Wedbush was 275 days late to report one customer's complaints about unauthorized trading and another's about unsuitable investments for a client's elderly mother.

February 2008 - MF Global loses $142 million from unauthorized trading by an employee in the Chicago wheat market.

Their unauthorized trading caused the collapse of Barings Bank in 1995 and a 4.9 billion euro loss at Societe Generale in 2008.

In 2016, FINRA charged two executives at UBS Financial Services{here} over unauthorized trading of $190 million worth of Venezuelan bonds and falsifying records.

These included a $150 million financial hole in its Latin American operations and $200 million in unauthorized trading losses on its biofuels desk.