Significados de supervise employees em inglês

The CFTC has accused him of failing to supervise employees who, it says, raided customer funds to prop up the failing brokerage.

The Florida firm was cited in December 1995 by the National Futures Association for failure to supervise employees engaged in fraudulent practices.

The NFA in 2007 charged Attain Capital with using misleading promotional materials, failing to properly maintain financial records, and failing to supervise employees.

The CFTC on Tuesday fined Vision $140,000 for failing to supervise employees handling futures accounts in 2012.

Secretary of the Commonwealth William Galvin settled charges with Merrill, Lynch, Pierce, Fenner & Smith that accused the brokerage of failing to supervise employees properly.

CHICAGO (Reuters) - The U.S. Commodity Futures Trading Commission on Tuesday fined brokerage Vision Financial Markets $140,000 for failing to supervise employees handling futures accounts.

A three-month pilot followed, entirely funded by the trust, which paired patients being discharged with two trained and supervised employees.