Natural person, a company or other organization that engages in the business of trading securities for its own account or on behalf of its customers.
1 Teed joined Raymond James & Associates, Raymond James' traditional employee broker - dealer division.
2 Vest, the Irving, Texas-based independent broker - dealer with a focus on tax professionals.
3 The advisers joined Raymond James & Associates, Raymond James' traditional employee broker - dealer .
4 LPL attributed the declines to its consolidation of previously acquired broker - dealer units.
5 The charges would be linked to Goldman's clearing trades for a broker - dealer .
6 The advisers joined Raymond James & Associates, the firm's employee broker - dealer division.
7 It turned out the broker - dealer did not want to buy Monster Worldwide.
8 BATS has said the speed bump would give IEX's broker - dealer an unfair advantage.
9 Each month, Madoff sent out elaborate statements of trades conducted by his broker - dealer .
10 Picking the right broker - dealer or custodian can be an expensive endeavor.
11 MF GLOBAL The broker - dealer appointed Benita Levy as co-head of the Chicago office.
12 They joined Raymond James' employee broker - dealer division in early December.
13 Generally, advisers who hold broker - dealer licenses are paid by commission.
14 GAINING A FOOTHOLD BR Partners also operates a bank and a broker - dealer in Brazil.
15 Levene was the co-founder of independent broker - dealer Pointe Capital Inc.
16 He is a part of Raymond James & Associates, the company's traditional employee broker - dealer .
Другие примеры для термина "broker-dealer"
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Translations for broker-dealer