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Significats de independent broker en anglès
Encara no tenim significats per a "independent broker".
Ús de independent broker en anglès
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Vest, the Irving, Texas-based independentbroker-dealer with a focus on tax professionals.
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Levene was the co-founder of independentbroker-dealer Pointe Capital Inc.
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LPL is the biggest independentbroker-dealer in the United States.
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The company also has an independentbroker-dealer that caters to advisers who function as business owners.
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The company employs 272 people in its head office and operates through the independentbroker market.
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The remainder came from other independentbroker-dealers, a 40 percent increase from a year earlier, said Clark.
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The fine is the latest in a series of actions against LPL and other so-called independentbroker-dealers.
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In addition to distributing alternative investments, RCS owns eight independentbroker-dealers that work directly with retail investors.
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The Washington-based trade group represents independentbroker-dealers.
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Since his termination in August 2009, he has been registered with Saxony Securities, a closely held independentbroker-dealer.
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Rizzo and Hornbogen, now employed by an independentbroker dealer, neither admitted nor denied the SEC's civil allegations.
12
Right now the site's subscribers include independentbroker dealers LPL Financial and Commonwealth Financial Network, registered investment advisors U.S.
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Chessman left an independentbroker-dealer in 2010 to start a registered investment adviser, Chessman Wealth Strategies in Dallas, Texas.
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The Times Towergate will merge with four other insurance businesses to boost its size as Britain's largest independentbroker.
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His group, the Lynch Retirement Investment Group, now offers securities through Raymond James Financial Services, the company's independentbroker-dealer division.
16
The company on Wednesday named a new director of practice planning and acquisitions, Patrick Jinks, for its independentbroker-dealer division.