Meanings of independent broker in inglês

Vest, the Irving, Texas-based independent broker-dealer with a focus on tax professionals.

Levene was the co-founder of independent broker-dealer Pointe Capital Inc.

LPL is the biggest independent broker-dealer in the United States.

The company also has an independent broker-dealer that caters to advisers who function as business owners.

The company employs 272 people in its head office and operates through the independent broker market.

The remainder came from other independent broker-dealers, a 40 percent increase from a year earlier, said Clark.

The fine is the latest in a series of actions against LPL and other so-called independent broker-dealers.

In addition to distributing alternative investments, RCS owns eight independent broker-dealers that work directly with retail investors.

The Washington-based trade group represents independent broker-dealers.

Since his termination in August 2009, he has been registered with Saxony Securities, a closely held independent broker-dealer.

Rizzo and Hornbogen, now employed by an independent broker dealer, neither admitted nor denied the SEC's civil allegations.

Right now the site's subscribers include independent broker dealers LPL Financial and Commonwealth Financial Network, registered investment advisors U.S.

Chessman left an independent broker-dealer in 2010 to start a registered investment adviser, Chessman Wealth Strategies in Dallas, Texas.

The Times Towergate will merge with four other insurance businesses to boost its size as Britain's largest independent broker.

His group, the Lynch Retirement Investment Group, now offers securities through Raymond James Financial Services, the company's independent broker-dealer division.

The company on Wednesday named a new director of practice planning and acquisitions, Patrick Jinks, for its independent broker-dealer division.