Encara no tenim significats per a "new sec".
1The new SEC chairman's views on these rules can have long-lasting implications.
2New SEC Chairman Mary Jo White was sworn in on April 10.
3The new SEC rules also applied to some tax-free funds, spurring outflows from them.
4On credit rating agencies, a new SEC office to regulate the agencies would be created.
5Direction from the new SEC head on credit limits is expected early this month, brokers said.
6New direction from the new SEC head on credit limits is expected in early January, brokers said.
7Any new direction from the new SEC head on credit limits is expected in January, brokers said.
8The new SEC regulation, introduced last May, bans auditors from making payments on behalf of their clients.
9The move comes at a time when new SEC rules are aimed at improving the liquidity of traditional mutual funds.
10Critics of the legislation say such a new SEC requirement would put American energy and mining companies at a competitive disadvantage.
11The Trading and Markets job is one of the last major positions new SEC Chairman Jay Clayton still has to fill.
12Investors are waiting for direction from the new SEC head on credit limits but that is not expected until next year.
13Traders said investors are waiting to see if a rumoured meeting between new SEC head Tilak Karunaratne and brokers will happen.
14Wedbush in June became the second brokerage firm to be charged with violations of a fairly new SEC rule known as market access.
15The new SEC proposal to be considered on June 5 would force the funds to hand over more information on these Form PFs.
16This is the first major policy announcement by new SEC Chairman Jay Clayton, in an effort to help companies raise money more readily.
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