Significados de new sec en inglés

The new SEC chairman's views on these rules can have long-lasting implications.

New SEC Chairman Mary Jo White was sworn in on April 10.

The new SEC rules also applied to some tax-free funds, spurring outflows from them.

On credit rating agencies, a new SEC office to regulate the agencies would be created.

Direction from the new SEC head on credit limits is expected early this month, brokers said.

New direction from the new SEC head on credit limits is expected in early January, brokers said.

Any new direction from the new SEC head on credit limits is expected in January, brokers said.

The new SEC regulation, introduced last May, bans auditors from making payments on behalf of their clients.

The move comes at a time when new SEC rules are aimed at improving the liquidity of traditional mutual funds.

Critics of the legislation say such a new SEC requirement would put American energy and mining companies at a competitive disadvantage.

The Trading and Markets job is one of the last major positions new SEC Chairman Jay Clayton still has to fill.

Investors are waiting for direction from the new SEC head on credit limits but that is not expected until next year.

Traders said investors are waiting to see if a rumoured meeting between new SEC head Tilak Karunaratne and brokers will happen.

Wedbush in June became the second brokerage firm to be charged with violations of a fairly new SEC rule known as market access.

The new SEC proposal to be considered on June 5 would force the funds to hand over more information on these Form PFs.

This is the first major policy announcement by new SEC Chairman Jay Clayton, in an effort to help companies raise money more readily.