An independent federal agency that oversees the exchange of securities to protect investors.
1 The U.S. Securities and Exchange Commission also announced a related civil case.
2 The exchanges' plans will be subject to Securities and Exchange Commission approval.
3 The federal Securities and Exchange Commission is also investigating, the Times said.
4 Insiders have recently been buying, according to Securities and Exchange Commission filings.
5 The U.S. Securities and Exchange Commission conceded this point to some extent.
6 Last May, the Securities and Exchange Commission brought similar allegations against Konior.
7 Any rule would require approval from the U.S. Securities and Exchange Commission .
8 The U.S. Securities and Exchange Commission brought separate civil charges against him.
9 The U.S. Securities and Exchange Commission filed related civil charges against him.
10 She also settled charges by the Securities and Exchange Commission on Thursday.
11 Now the U.S. Securities and Exchange Commission has started an informal inquiry.
12 They also reached related settlements with the U.S. Securities and Exchange Commission .
13 Former U.S. Securities and Exchange Commission Chairman Richard Breeden oversees that fund.
14 The Securities and Exchange Commission has created parallel reforms for security-based derivatives.
15 A formal filing with the Securities and Exchange Commission is still forthcoming.
16 The U.S. Federal Reserve and Securities and Exchange Commission declined to comment.
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