An independent federal agency that oversees the exchange of securities to protect investors.
1The U.S. Securities and Exchange Commission also announced a related civil case.
2The exchanges' plans will be subject to Securities and Exchange Commission approval.
3The federal Securities and Exchange Commission is also investigating, the Times said.
4Insiders have recently been buying, according to Securities and Exchange Commission filings.
5The U.S. Securities and Exchange Commission conceded this point to some extent.
6Last May, the Securities and Exchange Commission brought similar allegations against Konior.
7Any rule would require approval from the U.S. Securities and Exchange Commission.
8The U.S. Securities and Exchange Commission brought separate civil charges against him.
9The U.S. Securities and Exchange Commission filed related civil charges against him.
10She also settled charges by the Securities and Exchange Commission on Thursday.
11Now the U.S. Securities and Exchange Commission has started an informal inquiry.
12They also reached related settlements with the U.S. Securities and Exchange Commission.
13Former U.S. Securities and Exchange Commission Chairman Richard Breeden oversees that fund.
14The Securities and Exchange Commission has created parallel reforms for security-based derivatives.
15A formal filing with the Securities and Exchange Commission is still forthcoming.
16The U.S. Federal Reserve and Securities and Exchange Commission declined to comment.