TermGallery
English
English
Spanish
Catalan
Portuguese
Russian
EN
English
Español
Català
Português
Русский
1
Prosecutors believe the New York-
based
brokerage
's
fraud began as early as the mid-1990s.
2
However, Primary Global owns a San Francisco-
based
brokerage
called PGR Securities.
3
It finally came to an end, said an analyst at a U.S.-
based
brokerage
.
4
David Rubin, founder of the California-
based
brokerage
CDR, pleaded guilty on December 30.
5
Rino is the latest target for Muddy Waters, a small Hong Kong-
based
brokerage
.
6
The Omaha, Nebraska-
based
brokerage
's
entire bond platform is also with Knight.
7
Raymond James Financial Inc RJF.N later purchased the Tennessee-
based
brokerage
.
8
Oslo-
based
brokerage
Arctic Securities will be the ministry's financial adviser.
9
The Nashville-
based
brokerage
was acquired by PaineWebber in 2000, a few months before UBS bought PaineWebber.
10
While Stanford's Texas-
based
brokerage
Stanford Group Company was a SIPC member, its offshore bank was not.
11
The Minneapolis-
based
brokerage
was started in 1998, and has gradually entered the Westchester market in recent years.
12
Amstel is a London-
based
brokerage
firm that facilitates trading in new issues before they hit the market.
13
Raymond James had announced its plans to acquire the Memphis-
based
brokerage
from Regions Financial Corp in January.
14
Gordon Johnson, president of Highway Safety Devices Inc, will become the St. Petersburg, Florida-
based
brokerage
's
11th member.
15
An exodus of advisers at the Memphis-
based
brokerage
firm would be a shock to its close-knit culture.
16
A lawyer for the Tennessee-
based
brokerage
,
which is a division of Regions Financial RF.N, declined to comment.