Aún no tenemos significados para "base brokerage".
1Prosecutors believe the New York- based brokerage's fraud began as early as the mid-1990s.
2However, Primary Global owns a San Francisco- based brokerage called PGR Securities.
3It finally came to an end, said an analyst at a U.S.- based brokerage.
4David Rubin, founder of the California- based brokerage CDR, pleaded guilty on December 30.
5Rino is the latest target for Muddy Waters, a small Hong Kong- based brokerage.
6The Omaha, Nebraska- based brokerage's entire bond platform is also with Knight.
7Raymond James Financial Inc RJF.N later purchased the Tennessee- based brokerage.
8Oslo- based brokerage Arctic Securities will be the ministry's financial adviser.
9The Nashville- based brokerage was acquired by PaineWebber in 2000, a few months before UBS bought PaineWebber.
10While Stanford's Texas- based brokerage Stanford Group Company was a SIPC member, its offshore bank was not.
11The Minneapolis- based brokerage was started in 1998, and has gradually entered the Westchester market in recent years.
12Amstel is a London- based brokerage firm that facilitates trading in new issues before they hit the market.
13Raymond James had announced its plans to acquire the Memphis- based brokerage from Regions Financial Corp in January.
14Gordon Johnson, president of Highway Safety Devices Inc, will become the St. Petersburg, Florida- based brokerage's 11th member.
15An exodus of advisers at the Memphis- based brokerage firm would be a shock to its close-knit culture.
16A lawyer for the Tennessee- based brokerage, which is a division of Regions Financial RF.N, declined to comment.