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Wall Street's industry- funded watchdog is having some success as a fierce opponent.
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The National Human Rights Commission, a government- funded watchdog, said it had ordered an investigation.
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Industry- funded watchdog the Financial Industry Regulatory Authority declined to comment.
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Wall Street's industry- funded watchdog monitors trading in almost 6 billion shares daily for abusive activity.
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Officials at FINRA, the industry- funded watchdog that oversees most broker-client arbitration disputes, has acknowledged the problem.
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FINRA, Wall Street's industry- funded watchdog, regularly examines brokerage firms for their compliance with securities industry rules.
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FINRA, Wall Street's industry- funded watchdog, runs the arbitration forum where brokerages and investors must resolve their disputes.
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FINRA, Wall Street's industry- funded watchdog, runs an arbitration unit that hears disputes between investors and their brokerages.
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FINRA, Wall Street's industry- funded watchdog, runs arbitration unit that typically hears disputes between investors and their brokerages.
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FINRA, Wall Street's industry- funded watchdog, runs the system where investors and brokerage firms must resolve their legal disputes.
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FINRA, Wall Street's industry- funded watchdog, fined and suspended the assistants and even barred some from the securities industry.
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FINRA, Wall Street's industry- funded watchdog, runs the forum in which investors and brokerages must resolve their legal disputes.
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The SEC oversees FINRA, Wall Street's industry- funded watchdog, and is responsible for reviewing and approving changes to its rules.
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FINRA, Wall Street's industry- funded watchdog, filed its plan to ban the expungement-related settlement pacts with the SEC in April.
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FINRA, the Wall Street industry- funded watchdog, runs the arbitration forum where investors and brokerages must resolve their legal disputes.
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FINRA, Wall Street's industry- funded watchdog, oversees about 4,270 brokerage firms and about 630,000 brokers.