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Кликните два раза на слово, чтобы найти его в TermGallery.
Кликните два раза на слово, чтобы найти его в TermGallery.
Значения термина SEC на английском
An independent federal agency that oversees the exchange of securities to protect investors.
Использование термина SEC на английском
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The new rule will take effect from July 10, the SEC said.
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However, several of Schapiro's four SEC commissioner colleagues seem to be skeptical.
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It was the SEC's largest case to reach trial in recent years.
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One source said the SEC viewed the case as a continuing priority.
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Ms. Schapiro said the SEC will continue to bring charges against banks.
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The SEC's five commissioners must now issue a ruling in the case.
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However, delays occurred behind the scenes at the SEC over the case.
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The SEC last year charged Falcone with market manipulation and other violations.
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The SEC decided to drop the case after exchanging evidence, Lipman said.
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However, SEC Republican Commissioner Daniel Gallagher has been strongly advocating for reforms.
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The SEC will discuss whether to propose a rule along these lines.
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It also supports the SEC's efforts to expand its information technology systems.
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Grassley said the SEC-Pequot settlement bears out what Aguirre argued years ago.
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The SEC said it also found some good practices during the exams.
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They clearly owe their customers money, said former SEC Chairman Arthur Levitt.
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But the SEC has thus far balked out of concerns about fraud.
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